Graham Holdings Company
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(Name of Issuer)
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COM
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(Title of Class of Securities)
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384637104
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(CUSIP Number)
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12/31/15
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(Date of Event Which Requires Filing of this Statement)
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☑ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
CUSIP No. 384637104
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Schroder Investment Management Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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130,174
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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130,174
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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130,174
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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2.229% of outstanding shares
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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FI
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CUSIP No. 384637104
|
1
|
NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Schroder Investment Management North America Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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102,700
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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102,700
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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102,700
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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1.758% of outstanding shares
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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(a) | Name of Issuer |
(b) | Address of Issuer’s Principal Executive Offices |
(a) | Name of Person Filing |
(b) | Address of Principal Business Office or, if none, Residence |
(c) | Citizenship |
(d) | Title of Class of Securities |
(e) | CUSIP Number |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) ☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b) ☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c) ☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d) ☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e) ☒
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f) ☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g) ☐
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h) ☐
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) ☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j) ☐
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Group,in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4. | Ownership |
(a) |
Amount beneficially owned: 232,874
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(b) | Percent of class: 3.987% of outstanding shares |
(c) | Number of shares as to which the person has: |
(i)
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Sole power to vote or to direct the vote
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(ii)
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Shared power to vote or to direct the vote
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(iii)
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Sole power to dispose or to direct the disposition of
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(iv)
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Shared power to dispose or to direct the disposition of
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Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certification |
February 10, 2016
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By:
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/s/ Karl Dasher**
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Name:
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Karl Dasher**
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Title:
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Chief Executive Officer
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Schroder Investment Management North America Inc
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** Authorized by Power of Attorney to sign on behalf of the following Advisor:
Schroder Investment Management Ltd
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